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SEC Rule 144A
Results: 115

#	Item
41	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 15:28:40 United States Securities and Exchange Commission Financial services United States securities law Stock market Regulation D Qualified institutional buyer Securities Act Non-reporting issuer Rule 144A Financial economics Investment Finance
42	Microsoft Word - NY12525-#[removed]v2-Regulation_D_comment_letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-12 15:02:22 United States securities law Investment Finance Securities 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer United States Securities and Exchange Commission Financial economics Stock market
43	Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]United States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:11:28 United States securities law United States Securities and Exchange Commission Investment Financial regulation 73rd United States Congress Registered Investment Advisor Securities Act Rule 144A U.S. Securities and Exchange Commission Financial economics Finance Financial system
44	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:20:19 Investment United States securities law Financial services Equity United States Securities and Exchange Commission Qualified institutional buyer Rule 144A Trust law Collective investment scheme Law Financial economics Finance
45	Comment Letter on S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:11:46 Finance Financial system Financial regulation Investment Rule 144A Securities Act Qualified institutional buyer Regulation D U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law
46	Microsoft Word - Memo to Secretary (MFA) JOBS Act Cap-Margin.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-18 10:40:05 United States federal banking legislation Rule 144A Securities Act Wall Street reform Troy A. Paredes Economy of the United States United States United States Securities and Exchange Commission United States securities law Financial regulation
47	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-24 15:50:03 Financial system United States Securities and Exchange Commission United States securities law Financial regulation Financial markets Qualified institutional buyer Institutional investor Rule 144A Regulation D Financial economics Investment Finance
48	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-25 18:23:09 Financial system Finance 73rd United States Congress Self-regulatory organizations Rule 144A Stock market Securities Exchange Act Securities Act NASDAQ United States securities law United States Securities and Exchange Commission Financial economics
49	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-16 09:44:07 Financial regulation Financial system 73rd United States Congress Securities Exchange Act Stock market Rule 144A Securities Act NASDAQ Qualified institutional buyer United States securities law United States Securities and Exchange Commission Financial economics
50	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 25, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-26 19:43:19 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial regulation Stock market Rule 144A Securities Exchange Act Securities Act Financial Industry Regulatory Authority United States securities law Financial economics Finance

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